Friday, August 15, 2008

SEC Charges Former AG Edwards and Bank of America Broker With Misappropriating $1.3 Million from Customers

The Securities and Exchange Commission has filed a complaint charging Brent S. Lemons, a former AG Edwards Inc. and Bank of America Investment Services Inc. stockbroker, with misappropriating over $1.3 million from at least three clients. He allegedly used the money to pay off his gambling debts.

Continue reading "SEC Charges Former AG Edwards and Bank of America Broker With Misappropriating $1.3 Million from Customers" »